Upstox Securities Pvt. Ltd.: SEBI Registration No. INZ000315837 | NSE TM Code: 13942 | BSE TM code: 6155 | Reg. CDSL number: IN-DP-761-2024 | KIN: U65100DL2021PTC376860 | Compliance Officer: Mr. Kapil Jaikalyani. Tel: (022) 24229920 Email ID: Compliance@upstox.com | Registered Address: 809, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001 | RKSV Commodities India Pvt. Ltd.: SEBI Registration Number: INZ000015837 | MCX TM Code: 46510 | KIN: U74900DL2009PTC189166 | Compliance Officer: Mr. Amit Lalan. Tel: (022) 24229920 Email ID: Compliance@rksv.in | Registered Address: 807, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001 Correspondence Address: 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (West), Mumbai – 400013 | For any complaints, please email complaints@upstox.com and complaints.mcx@upstox.com.
Procedure for filing a complaint against SEBI SCORES: Register on the SCORES portal. Mandatory details for filing complaints against SCORES include: Name, PAN, Address, Mobile Number and Email ID. Benefits include effective communication and prompt resolution of complaints. Please ensure that you carefully read the Risk Disclosure Document prescribed by SEBI as well as our Terms of Use and Privacy Policy.
Upstox Securities Private Limited is a wholly owned subsidiary of RKSV Securities India Private Limited and RKSV Commodities India Private Limited is a wholly owned subsidiary of RKSV Securities India Private Limited.
Disclaimer: Investments in the securities market are subject to market risks. Please read all relevant documents carefully before investing.
*Brokerage services will not exceed the limit prescribed by SEBI.
Disclosure of information about derivatives risks –
- 9 out of 10 individual traders in the equity futures and options segment suffered a net loss.
- On average, loss-making companies recorded a net trading loss of around £50,000.
- In addition to the net trading losses incurred, unprofitable firms spent another 28% of their net trading losses as transaction costs.
- Those making net trading profits incurred between 15% and 50% of such profits as transaction costs.
Mutual Funds: Top rated funds are not recommendations. Research data provided by Morningstar. Please read the offering documents carefully before investing. Upstox does not accept any liability related to your investment.
These are not Exchange traded products and the Member is acting only as a distributor. All disputes related to distribution activities will not have access to the Exchange’s investor recovery forum or arbitration mechanism.
Attention to Investors: As per NSE circular dated 6th July 2022, BSE circular dated 6th July 2022, MCX circular dated 11th July 2022, investors are advised to refrain from participating in any unauthorized collective investment/portfolio management schemes, indicative/guaranteed/fixed returns/payments etc. Investors are also advised to avoid such practitioner like:
a) Sharing i) trading credentials – login ID and passwords including OTP, ii) trading strategies, iii) position details.
b) Trading leveraged products/derivatives such as options without proper understanding, which may result in losses.
c) Writing/selling options or trading option strategies based on tips, without basic knowledge and understanding of the product and its risks.
d) Spreading unwanted advice through platforms like WhatsApp, Telegram, Instagram, YouTube, Facebook, SMS, calls, etc.
e) Trading/trading “Options” based on recommendations of unauthorized/unregistered investment advisors and influencers.
Please refer to the Exchange’s ‘Investor Advisory Guidelines’ with reference to their circular dated 27 August 2021 regarding investor awareness and protection of client assets: ‘Investor Advisory Guidelines’.
Please read the advisory prescribed by the Exchange with reference to its circular dated 14 January 2022 regarding updating of mandatory KYC fields by 31 March 2022: KYC Update.
Investors Attention: Prevent unauthorized transactions in your Demat account by updating your mobile number with the depository participant. Receive alerts on your registered mobile number for debit and other important transactions in your Demat account directly from CDSL on the same day. Prevent unauthorized transactions in your trading account by updating your mobile numbers/email addresses with stock brokers. Receive information about your transactions directly from the exchange to your mobile phone/email at the end of the day. Issued for the benefit of investors. KYC is a one-time exercise when dealing in securities markets: once KYC is done through a SEBI registered intermediary (broker, DP, mutual fund, etc.), you do not need to go through the same procedure again when approaching another intermediary. As a company, we do not provide stock advice or allow anyone to trade on behalf of others. If you find anyone claiming to be part of Upstox or RKSV and offering such services, please send us an email at complaints@upstox.com and complaints.mcx@upstox.com.
There is no need to issue checks to investors when subscribing to an IPO. Simply write your bank account number and sign the application form to authorize your bank to make payment in the event of an allotment. Don’t worry about refunds as the money stays in the investor’s account. From September 1, 2020, stockbrokers will only be able to accept securities as collateral from their clients as collateral in the depository system.
Update your email address and mobile number with your stock broker/depository member and receive OTP directly from the depositary on your registered email ID and/or mobile number to create collateral.
Check your securities/mutual funds/bonds in the Consolidated Account Statement (CAS) issued by NSDL/CDSL every month.
Attention Investors: SEBI has launched an Online Dispute Resolution Portal (ODR Portal) to resolve disputes in the Indian securities market. This circular streamlines the existing dispute resolution mechanism by offering online conciliation and arbitration, benefiting investors and listed companies. ODR portal for investors –